About the role
- Process Demat (DRF) and Remat (RRF) requests.
- Handle account opening, modification, closure, and maintenance activities.
- Process transmission, transposition, nomination registration, and nominee claim requests.
- Coordinate with CDSL, NSDL, RTAs, Issuer Companies, and internal teams.
- Verification and processing of Delivery Instruction Slips (DIS).
- Signature verification and authorization checks.
- Management of On-Market and Off-Market transfers.
- DIS issuance, tracking, record maintenance, and audit compliance.
- Processing of pledge, unpledge, invocation, and margin pledge requests.
- Monitoring pending pledge confirmations and client follow-ups.
- Handling margin pledge-related depository activities.
- Verification of bank account proofs, cancelled cheques, and supporting documents.
- Processing bank modifications and account updates.
- Verification of PAN, Aadhaar, KYC, FATCA, CKYC, and other regulatory documents.
- Scrutiny of signatures, stamps, board resolutions, POA/DDPI, and legal documents.
- Handling Demat operations related to Electronic Gold Receipts (EGR).
- Processing Gold and Silver transfer requests.
- Commodity pledge/unpledge and vault-related documentation.
- Monitoring commodity DP transactions and reconciliations.
- Ensure compliance with SEBI, Exchange, CDSL, and NSDL guidelines.
- Preparation and maintenance of regulatory reports and records.
- Support internal, statutory, exchange, and depository audits.
- Monitoring implementation of regulatory circulars and operational changes.
- Processing Bonus, Rights, Buyback, Tender Offer, Split, and Consolidation activities.
- Handling client queries related to corporate actions.
- Monitoring corporate action credits and reconciliations.
- Daily reconciliation of DP holdings and transactions.
- Client securities reconciliation and discrepancy resolution.
- Preparation of MIS reports and operational dashboards.
- Monitoring pending requests and ensuring adherence to TAT.
- Resolve DP-related client queries and complaints.
- Coordinate with branches, dealers, RMs, compliance, and operations teams.
- Ensure timely execution of client instructions and service requests.
- Strong working knowledge of CDSL and NSDL systems.
- Expertise in Demat, Remat, DIS, Pledge, Transmission, and Corporate Action processes.
- Good understanding of Exchange and Depository regulations.
- Strong document verification and scrutiny skills.
- Excellent logical reasoning and analytical ability.
- Strong attention to detail and compliance orientation.
- Good communication and coordination skills.
- Proficiency in Microsoft Excel and operational reporting.
- DP Operations
- Demat & Remat Processing
- DIS Verification & Processing
- Pledge / Unpledge Operations
- Transmission & Nomination Handling
- Gold & Silver EGR Operations
- Regulatory Compliance
- Document Scrutiny
- Reconciliation & MIS Reporting
- Client Service & Query Resolution
- Dp Related Paper work and filling
- Reconciliation and document verification of filed documents