About the role
Client Onboarding & Documentation (CO&D) Exam Management is responsible for managing several engagements (e.g. Regulatory Exams, Regulatory Reporting, Internal/External Audits and Compliance Monitoring and Testing activities) and special projects globally for Wholesale KYC Operations (WKO), Digital Document Services Operations (DDS), and the firm wide KYC Quality Assurance (QA) Program. This position manages a caseload of KYC, DDS Engagements as well as regulatory reporting activities in adherence to protocols established for pre-exam preparation, on-site facilitation, post exam processes and regulatory requests. Key responsibilities include Engagement coordination, requesting and reviewing materials/data procurement, management reporting, request intake and issue identification. This position will also utilize subject matter expertise to develop written responses to Engagement requests.