About the role
Job Role –
•Hands on experience on Depository Operations/Broking Operations.
•Ensure compliance with SEBI, NSDL & CDSL regulations.
•Monitor and control Account account opening, Profile Updates and closures.
•Oversee KYC, CKYC, AML, FATCA and due-diligence processes as per regulatory norms.
•Prepare and submit regulatory reports, returns, and disclosures to authorities.
•Coordinate and support internal, external, and regulatory audits.
•Ensure timely closure of compliance and audit issues, maintain proper documentation, monitor and resolve client and investor grievances, and oversee implementation of internal controls and SOPs
Job Requirements –
•Graduate/Postgraduate in Commerce, Finance, or related field.
•10–15 years of relevant experience in client lifecycle management.
•Sound understanding of SEBI, Depository, and KRA-related regulations.
•Proven experience in managing teams and handling audits.
•Strong control orientation, attention to detail, and process discipline.
•Commitment to client service excellence with a focus on timely and accurate delivery.
•Strong communication, coordination, and stakeholder management skills.
•Proficiency in MS Excel and workflow/process automation tools.