About the role
Job Responsibility: Visiting Kotak Securities Branches and Authorized Persons offices in the region Handling and supervision of internal investigations of all reported and suspected fraud incidences, misconduct, policy/procedure breaches and timely issuance of reports. Develop new audit programs to ensure adequate Internal controls. Make recommendations about policies, red flag indicators and audit triggers. Investigate and assess alerts for potential risks. Maintain a current understanding of transaction risk, including policies, procedures, regulations, and developing trends. Identifying systemic procedural weaknesses and additional training/certification requirements Voice recording review.