About the role
The staff will be responsible to test the controls defined for all business lines of SGGSC India reporting into Functional Head of Second Level Controls having very strong functional link with BL Exco's. Job description requires an experience in managing and performing Second Level Controls testing at regular or defined intervals to ensure correct risks are identified and adequate controls are in place to mitigate/ minimize, maintained and functioning properly. The person will be analyzing controls, by understanding the risk for which the control has been established, and share the control testing conclusions and recommendations to the management for further improvement in terms of spreading the knowledge on controls to safeguard environment for the business processes across SG Group.
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The staff will be responsible to test the controls defined for all business lines of SGGSC India reporting into Functional Head of Second Level Controls having very strong functional link with BL Exco's. Job description requires an experience performing Second Level Controls testing at regular or defined intervals to ensure correct risks are identified and adequate controls are in place to mitigate/ minimize, maintained and functioning properly. The person will be analyzing controls, by understanding the risk for which the control has been established, and share the control testing conclusions and recommendations to the management for further improvement in terms of spreading the knowledge on controls to safeguard environment for the business processes across SG Group.
Profile Required: ACE can help you write this job description (go/ACE)
Ability to understand Business and interpret risk(s)
• Exposure to risk and controls in Global Banking Services space
• Proficient with Microsoft Excel and good to have knowledge in Power BI analytical tools like Alteryx and Report building skills
• Ability to learn new domain skills
• Stakeholder Management with good negotiation skills
• Work efficiently with Global Collaborative teams located in multiple geographical locations. The candidate should have 3-5 years of working experience in the controls, risk and audit domains in banking industry. The candidate should have at least 1 professional degree (CA, CIA, FRM, CFA) in the areas of audit / risk management.
Specific Context
Skills required:
- Basic to good understanding of Finance and Investment Banking operations.
- Good understanding of and ability to clearly articulate risks, controls and potential gaps.
- Basic understanding of Banking operations and associated risks and controls.
- Understanding of the statutory and regulatory norms applicable to banking business (preferred).
Functional:
- Basic understanding of Risk based audit methodology, Risk assessment and annual planning
- Prior Experience in leading reviews independently from planning to closure of review and its recommendations
- Good audit report writing skills
- Good stakeholder management skills and presentation skills
- Fluent Command over English Language (oral as well as written)
- Basic knowledge of Data analytics and its application in internal audits.
Behavioral:
- Result Orientation and time management
- Stakeholder management
- Ability to work with diverse teams/Team player
- Conflict management
Roles and responsibilities:
1. Completes assigned tasks or activities related to reviews, action management.
2. Ensure use of data analytics in in the mission wherever it is feasible.
3. Assists supervisors in Risk assessment exercise and preparation & delivery of review plan
4. Maintains/reviews clear work papers and audit trail of the work done in the audit tool, in accordance with prescribed audit methodology.
5. Responsible for documentation of formal and clear review reports in order to communicate audit results to management.
Ability to understand Business and interpret risk(s)
• Exposure to risk and controls in Global Banking Services space
• Ability to learn new domain skills• Stakeholder Management with good negotiation skills
• Work efficiently with Global Collaborative teams located in multiple geographical locations. The candidate should have at least 3-5 years of working experience in the controls, risk and audit domains and/in banking industry. The candidate should have at least 1 professional degree (CA, CIA, FRM, CFA) in the areas of audit / risk management.