About the role
- Performs quality assurance reviews; makes recommendations for quality assurance and improvement programs.
- Participates in risk assessments.
- Provides guidance to mitigate potential risks or conflict.
- Informs clients of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations.Researches, executes, and documents compliance reviews.
- Conducts compliance audits, inspections, reviews, and tests.
- Reviews protocols for research projects and advises faculty and staff on regulations and policies.
- Responds to potentially serious compliance issues and violations or consults with management on appropriate responses.
- Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary.
- End to end monitoring all regulatory schemes.
- Co-ordination with locations for audit / compliance observations resolution.
- Training to team on persisting errors pointed by Auditors.
Optimal qualification for success on the job is:
- Graduation/ Post- Graduation (MBA/ CA preferred) from a recognized institute
- Experience of over 2 to 5 years in the field of auditing, including financial, operational, and compliance audits
For successful execution of the job, the candidate should possess:
- Knowledge of credit, relevant industry and product trends
- Knowledge of regulatory guidelines and norms
- Good communication (both verbal and written) skill in both English and the local language
- Ability to handle pressure and meet deadlines